Regulatory Compliance Analyst jobs - Chicago, IL
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| May 27 | Compliance Analyst / Surveillance | Financial Services Company | Chicago, IL |
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Compliance Analyst / Surveillance $60-$80K This role is for a compliance generalist to ass ... Chicago, Compliance Analyst, Surveillance, FINRA Series 7, Series 24, Regulatory... more |
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| Apr 20 | High Frequency, Prop Trading COMPLIANCE Analyst | Chicago | Chicago, IL |
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experience working for a trading firm in regulatory compliance -FINRA Series 7 and 24; ... teams -Strong experience in areas of regulatory compliance and risks related to... more |
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| Mar 21 | Marketing Review Compliance Analyst | Nuveen Investments | Chicago, IL |
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compliance staff primarily responsible for compliance oversight and review of marketing ... department personnel of any changes in regulatory policies or rules, particularly... more |
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| Feb 21 | Experienced Associate Business Analyst (Insurance) | PwC | Chicago, IL |
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human resources, operations, technology, regulatory risk and compliance. As a member ... operations - Managing IT business risk and compliance - Strengthening sourcing... more |
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| Oct 28 | Manager Business Analyst and Policy Administration (INSURANCE) | PwC | Chicago, IL |
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human resources, operations, technology, regulatory risk and compliance. Thorough knowledge developing and maintaining the high level design plan for the overall logical and... more |
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More Job Postings from the Web
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| May 25 | Governance, Regulatory, & Risk - Senior Consultant | Deloitte Development | Chicago, IL |
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Services compliance and control assessments, regulatory risk management, policies and ... regulatory exams, reporting and licensing, compliance auditing and monitoring *... more |
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| May 22 | Regulatory Reporting Senior Analyst | GE | Chicago, IL |
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ownership to ensure consistency and compliance. * Own collection of regulatory ... occasionally interface with headquarters Regulatory Reporting leadership. * Use... more |
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| May 22 | Compliance Analyst Surveillance | Parallel Partners | Chicago, IL |
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hats within the organization to promote compliance with a variety of regulatory ... Experience in multiple areas of regulatory compliance and risks related to... more |
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| May 18 | Compliance Analyst / Surveillance | Chicago, IL | |
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Compliance Analyst / Surveillance $60-$80K This role is for a compliance generalist to ass ... Chicago, Compliance Analyst, Surveillance, FINRA Series 7, Series 24, Regulatory... more |
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| May 17 | Loss Prevention Compliance Analyst | Kirkland & Ellis | Chicago, IL |
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tax and intellectual property attorneys. IRS Compliance: monitor internal information ... criminal defense and securities enforcement, regulatory, environmental, energy,... more |
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| May 17 | IT Compliance Analyst | Federal Reserve Bank of Minneapolis | Chicago, IL |
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IT Works collaboratively with corporate compliance, internal auditing, business ... implementation of audit, risk assessment and regulatory compliance practices for IT... more |
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| May 17 | IT Compliance Analyst - Energy | Chicago, IL | |
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schedules, reports, and materials for compliance-related activities pertaining to ... Markets Tariff), FERC (Federal Energy Regulatory Commission), NERC (North American... more |
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| May 12 | IT Compliance Analyst | Federal Reserve Bank | Chicago, IL |
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implementation of audit risk assessment and regulatory compliance practices for IT ... and information security skills risk/compliance and information security,... more |
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| May 11 | IT Compliance Analyst | Federal Reserve Bank of Chicago | Chicago, IL |
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IT Works collaboratively with corporate compliance, internal auditing, business ... implementation of audit, risk assessment and regulatory compliance practices for IT... more |
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| May 11 | Healthcare Compliance & Investigations Associate | Huron Consulting | Chicago, IL |
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and or regulatory compliance analysis, regulatory compliance improvement ... assistance * Compliance advisory * JCAHO * Compliance risk assessment * Compliance... more |
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| May 02 | Compliance Analyst | Infinity Futures | Chicago, IL |
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identifying and addressing compliance and regulatory issues* Providing guidance and ... Job Requirements: * 1 year or more of Compliance/Regulatory/Internal Audit experience in... more |
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| May 02 | Compliance Analyst | Optiver US | Chicago, IL |
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Maintain accurate and organized compliance documentation and records Assist ... Assist in the development and delivery of compliance training programs Assist in the... more |
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| Apr 29 | Compliance Analyst | Interactive Brokers | Chicago, IL |
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(FCM) has an immediate need for a Compliance Analyst in our Chicago office. ... Report review and memorialization Regulatory Filings Assistance with Anti Money... more |
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| Apr 24 | Trade Compliance Specialist-Import Export | Atkore International | Harvey, IL |
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currently recruiting for a Trade Compliance Analyst to join its Corporate Logistics ... and foreign regulatory agencies Manage the setting up a robust trade compliance program fr... more |
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| Apr 18 | Trade Compliance and Transportation Analyst | A.M. Castle & Co | Oak Brook, IL |
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the implementation of international trade compliance and domestic transportation ... regulatory agencies inquiries, and ensure compliance programs remain consistent with... more |
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| Apr 18 | Trade Compliance and Transportation Analyst | A. M. Castle & Co. | Oak Brook, IL |
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Trade Compliance and Transportation Analyst Job ID: 3056 # Positions: 1 Location: ... regulatory agencies' inquiries, and ensure compliance programs remain consistent with... more |
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| Apr 14 | Senior Compliance & Internal Controls Analyst | CME Group | Chicago, IL |
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302 & 404. Specifically, the senior analyst will perform risk assessments, ... involving business areas that are not in compliance with internal control... more |
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| Apr 09 | Compliance Officer (Regulatory Reporting/Data Analyst) | Newedge Group | Chicago, IL |
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Compliance Officer (Regulatory Reporting/Data Analyst) * Daily assessment of LT Reporting ... Compliance for Region. * Assist to position Compliance as a business partner to... more |
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| Apr 03 | Temporary - Compliance Analyst (18991) | Northwestern University | Evanston, IL |
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product of the Compliance Associate. The Compliance Analyst will have key ... monitoring of external disclosure sites. The Compliance Analyst, Feinberg School of... more |
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| Mar 12 | Compliance Analyst | Jump Trading | Chicago, IL |
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hats within the organization to promote compliance with a variety of regulatory ... * Experience in multiple areas of regulatory compliance and risks related to... more |
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| Jan 27 | Compliance Analyst | Next Step Systems | Chicago, IL |
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Seeking a Compliance Analyst with a strong compliance and/or regulatory background. ... Chicago, Compliance Analyst, Compliance, Regulatory, Auditing, SEC, CFTC, Options,... more |
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| Dec 13 | Compliance Technology Analyst | Compliance Search Group | Chicago, IL |
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Chicago is seeking a Compliance Technology Analyst who will function as liaison between ... regulatory filings, including responses to regulatory inquiries requiring trade data and... more |
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| Aug 17 | Compliance Analyst | Solomon Page Group | Buffalo Grove, IL |
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and information to meet the Firm's KYC/AML compliance regulatory requirements. ... and databases to keep current with compliance status of clients, the department... more |
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